Capital Markets and Securities

Empowering clients with innovative corporate finance and capital solutions in Australia’s dynamic securities market.

Overview

Drawing on a broad range of disciplines, we help clients solve their financing and capital raising needs. In doing so, we have developed legal structures for some of the most innovative securities in the Australian market and have demonstrated a strong track record of efficiently planning and managing capital raising projects for our clients.

Our experiences includes high-profile and innovative work in:

  • debt capital markets including domestic vanilla note programs, offshore note programs, kangaroo bond issues and high yield notes, vanilla warrants and OTC derivatives;
  • equity capital markets including initial public offerings (IPOs), rights issues, entitlement offers, placements, derivative transactions and private equity;
  • corporate governance and listing rule compliance;
  • hybrids and securities with debt/equity-linked features (convertible notes, retail notes);
  • tailored structures with very specific capital protection, leverage and risk requirements, spanning the full spectrum of underlying asset classes; and
  • capital management including dividend reinvestment plans, employee incentive arrangements and buy-backs.

For our experience in capital markets, please refer to our Equity Capital Markets/IPOs page.

Our team to support you

Insights
Media Release: Clayton Utz advises Conrad Asia Energy on its $16 million equity raising
9 Feb 2024 | Media Release
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Media release: Clayton Utz welcomes back Hugh Brolsma as Partner
29 Jan 2024 | Media Release
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ASIC releases and clarifies its corporate finance priorities for the coming quarter
24 May 2023 | Article
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Franking credits changes back on the agenda – with effects on distributions funded by capital raisings
7 Oct 2022 | Article
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More sectors to be critical infrastructure, increased obligations, and wider government powers in draft Bill – so comment now
20 Nov 2020 | Article
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WA allows witnessing of affidavits and statutory declarations remotely during the COVID-19 pandemic
15 Oct 2020 | Article
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The legal ramifications of a falsely applied electronic signature
1 Oct 2020 | Article
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NSW launches remote witnessing pilot scheme; Treasurer remakes e-signing arrangements for companies
29 Sep 2020 | Article
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Media Release: Clayton Utz advises Euroz on Energy Resources of Australia's A$476m capital raising
26 Feb 2020 | Media Release
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ECM by Design: Equities and capital raising under the Design and Distribution Obligations regime
1 Oct 2019 | Article
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What is a "foreign government investor"?
19 Sep 2019 | Article
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ASIC's latest Report on Regulation of Corporate Finance reveals its concerns and priorities
4 Apr 2019 | Article
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